Our range of FSA compliance services, including audit, enables company owners and directors to meet their FSA compliance obligations with confidence.
The Financial Services Authority (FSA) can seem a pretty intimidating regulator; the rulebook is huge, and often complex. Even the largest businesses sometimes find it difficult to keep up with the constant stream of rule changes, policy documents, and consultation papers. A number of household name groups and prominent individuals have been on the receiving end of large fines and public reprimands for compliance failures.
We have dozens of clients regulated by the FSA. Many of them originally came to us right at the start of their businesses, for professional assistance with their initial applications for FSA authorisation.
We specialise first and foremost in advising the owners and directors of smaller and medium-sized firms how they can achieve full compliance with the FSA rules in a clear and economical way. Additionally, we offer the audit, tax planning and other professional services you would expect of a leading mid-tier City firm.

Up to £15 million will be clawed back from academy schools before the end of the current academic year due to government budgeting errors, according to our data.
A quarter of all taxpayers may be paying the wrong amount of tax due to incorrect PAYE codes according to our analysis.
The cost of listing on AIM has risen at its fastest rate in more than five years according to our findings.
A sudden surge in M&A activity on AIM is being driven by private equity backed deals to take companies private, our research reveals.
From 6 April 2012 HMRC will be able to ask employers to pay a financial security where it thinks there is serious risk that the business won’t pay over their PAYE tax deductions or National Insurance contributions (NICs) on time.